UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 15, 2023 Compass Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders. The final results for each of the matters submitted to a vote of stockholders at the meeting are set forth below. A more detailed description of each proposal is set forth in the Company’s definitive proxy statement on Form DEF 14A, filed with the U.S. Securities and Exchange Commission on April 27, 2023.
Proposal No. 1. Election of Directors. The stockholders elected the two Class III nominees for director to serve until the Company’s 2026 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, by the votes set forth in the table below:
| Broker Non- | ||||||
| Name | For | Withheld | votes | |||
| Thomas J Schuetz MD PHD | 67,240,784 | 17,368,756 | 12,119,981 | |||
| Richard S Lindahl MBA | 84,596,658 | 12,882 | 12,119,981 | |||
Proposal No. 2. Ratification of Appointment of Independent Registered Public Accounting Firm. The stockholders ratified the appointment of CohnReznick, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023, by the votes set forth in the table below:
| Broker Non- | ||||||
| For | Against | Abstained | votes | |||
| 96,574,239 | 130,740 | 24,542 | 0 | |||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Compass Therapeutics, Inc. | ||
| Date: June 15, 2023 | By: | /s/ NEIL LERNER |
| Neil Lerner | ||
| VP of Finance | ||